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Investor check-up resources

Went to a session on lessons from the Madoff scandal (at ASAE & The Center's FBOS) and while nothing can ensure you'll avoid the next Madoff, there are some smart practices to enact. Chiefly, have separate investment advisers and investment managers.

Also check out these sites to perform a little due diligence on your financial managers:

www.sec.gov/investor/brokers.htm
www.finra.org/investors/toolscalculators/brokercheck
www.paladinregistry.com
www.investorwwatchdog.com

Posted by Scott Briscoe on May 14, 2009 2:00 PM |

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